FPI TO FDI RECLASSIFICATION: ECONOMY

NEWS: RBI issues new framework for reclassification of FPI to FDI

 WHAT’S IN THE NEWS?

If an FPI exceeds the prescribed equity limit in an Indian company, it must seek government approval and the investee company’s consent to reclassify the holdings as FDI. This process must adhere to FDI regulations and conditions.

RBI’s New Framework on FPI (Foreign Portfolio Investment} to FDI (Foreign Direct Investment) Reclassification

Approval Requirement for Reclassification

  • FPIs exceeding a 10% equity holding in an Indian company must obtain necessary government approvals for reclassification to FDI, especially if investment originates from countries bordering India.

Adherence to FDI Regulations

  • FPIs must comply with FDI norms upon reclassification, including sectoral caps, entry routes, pricing guidelines, and investment limits.

Investee Company’s Concurrence

  • FPIs need the Indian investee company’s concurrence for reclassification, ensuring adherence to sector-specific FDI caps and prohibited sectors.

Options for Exceeding Limits

  • FPIs breaching the investment limit can either divest or reclassify their holdings as FDI within five trading days of the breach.

Freezing Further Purchases

  • Custodians are required to freeze additional purchase transactions by the FPI in the company’s equity until the reclassification process is finalized.

Restrictions on Prohibited Sectors

  • Reclassification from FPI to FDI is not permitted in sectors where FDI is restricted or prohibited.

Source: https://indianexpress.com/article/cities/mumbai/fpi-fdi-new-framework-rbi-9665039/