FINANCE BILL - POLITY

News: Amid protests, Finance Bill approved by both Houses

 

What's in the news?

       The Government completed its Budgetary exercise for 2023-24, with both Houses of Parliament approving the Finance Bill, 2023, along with a fresh amendment introduced by Finance Minister Nirmala Sitharaman to rectify an error in the Securities Transaction Tax (STT) rates on option contracts in the earlier version of the Bill.

 

Budget in Parliament:

       The Constitution refers to the budget as the 'annual financial statement'.

       In other words, the term 'budget' has nowhere been used in the Constitution. It is the popular name for the annual financial statement that has been dealt with in Article 112 of the Constitution.

       The budget is a statement of the estimated receipts and expenditure of the Government of India in a financial year, which begins on 1 April and ends on 31 March of the following year.

 

Other Elements of the Budget:

In addition to the estimates of receipts and expenditure, the budget contains certain other elements. Overall, the budget contains the following:

  1. Estimates of revenue and capital receipts
  2. Ways and means to raise the revenue
  3. Estimates of expenditure
  4. Details of the actual receipts and expenditure of the closing financial year and the reasons for any deficit or surplus in that year
  5. Economic and financial policy of the coming year, that is, taxation proposals, prospects of revenue, spending programme and introduction of new schemes/projects.

 

Constitutional Provisions:

The Constitution of India contains the following provisions with regard to the enactment of budget.

 

Article 112:

       The President shall in respect of every financial year cause to be laid before both the Houses of Parliament a statement of estimated receipts and expenditure of the Government of India for that year.

 

Article 113:

       No demand for a grant shall be made except on the recommendation of the President.

 

Article 114:

       No money shall be withdrawn from the Consolidated Fund of India except under appropriation made by law.

 

Article 117:

       No money bill imposing tax shall be introduced in the Parliament except on the recommendation of the President, and such a bill shall not be introduced in the Rajya Sabha. Parliament (Lok sabha) can reduce or abolish a tax but cannot increase it.

 

Article 265:

       No tax shall be levied or collected except by authority of law.

 

Article 109:

The Constitution has also defined the relative position of both the Houses of Parliament with regard to the enactment of the budget in the following way.

       A money bill or finance bill dealing with taxation cannot be introduced in the Rajya Sabha. It must be introduced only in the Lok Sabha.

       The Rajya Sabha has no power to vote on the demand for grants; it is the exclusive privilege of the Lok Sabha.

       The Rajya Sabha should return the Money bill (or Finance bill) to the Lok Sabha within fourteen days. The Lok Sabha can either accept or reject the recommendations made by Rajya Sabha in this regard.

 

Charged Expenditure:

       The estimates of expenditure embodied in the budget shall show separately the expenditure charged on the Consolidated Fund of India and the expenditure made from the Consolidated Fund of India (Article 112).

       The budget shall distinguish expenditure on revenue account from other expenditure (Article 112).

       The expenditure charged on the Consolidated Fund of India shall not be submitted to the vote of Parliament. However, it can be discussed by the Parliament (Article 113).

       The budget consists of two types of expenditure-the expenditure 'charged' upon the Consolidated Fund of India and the expenditure 'made' from the Con- solidated Fund of India.

       The charged expenditure is non-votable by the Parliament, that is, it can only be discussed by the Parliament, while the other type has to be voted by the Parliament.

 

Stages in Enactment:

The Budget goes through the following six stages in the Parliament:

  1. Presentation of budget.
  2. General discussion.
  3. Scrutiny by departmental committees.
  4. Voting on demands for grants.
  5. Passing of Appropriation Bill.
  6. Passing of Finance Bill.

 

1. Presentation of Budget:

       The budget is presented in two parts - Railway Budget and General Budget. Both are governed by the same procedure.

       The Finance Minister presents the General Budget with a speech known as the 'budget speech.

       At the end of the speech in the Lok Sabha, the budget is laid before the Rajya Sabha, which can only discuss it and has no power to vote on the demands for grants.

2. General Discussion:

       The general discussion on budget begins a few days after its presentation.

       It takes place in both the Houses of Parliament and lasts usually for three to four days.

       During this stage, the Lok Sabha can discuss the budget as a whole or on any question of principle involved therein but no cut motion can be moved nor can the budget be submitted to the vote of the House.

       The finance minister has a general right of reply at the end of the discussion.

3. Scrutiny by Departmental Committees:

       After the general discussion on the budget is over the Houses are adjourned for about three to four weeks.

       During this gap period, the 24 departmental standing committees of Parliament examine and discuss in detail the demands for grants of the concerned ministers and prepare reports on them.

       These reports are submitted to both the Houses of Parliament for consideration.

4. Voting on Demands for Grants:

       In the light of the reports of the departmental standing committees, the Lok Sabha takes up voting of demands for grants.

       The demands are presented ministry wise.

       A demand becomes a grant after it has been duly voted.

       Two points should be noted in this context.

       One, the voting of demands for grants is the exclusive privilege of the Lok Sabha, that is, the Rajya Sabha has no power of voting the demands.

       Second, the voting is confined to the votable part of the budget- the expenditure charged on the Consolidated Fund of India is not submitted to the vote (it can only be discussed).

5. Passing of Appropriation Bill:

       The Constitution States that 'no money shall be withdrawn from Consolidated Fund of India except under appropriation made by law.

       Accordingly, an appropriation is introduced to provide for the appropriation, of the Consolidated Fund of India, all money required to meet:

       The grants voted by the Lok Sabha.

       The expenditure charged on the Consolidated Fund of India.

       No such amendment can be proposed to the Appropriation Bill in either house of the Parliament that will have the effect of varying the amount or altering the destination of any grant voted, or of varying the amount of any expenditure charged on the Consolidated Fund of India.

       The Appropriation Bill becomes the Appropriation Act after it is assented to by the President.

       This Act authorizes (or legalizes) the payments from the Consolidated Fund of India. This means that the government cannot withdraw money from the Consolidated Fund of India till the enactment of the Appropriation Bill.

       Vote on Account:

       This takes time and usually goes on till the end of April. But the government needs money to carry on its normal activities after 31 March (the end of the financial year). To overcome this functional difficulty, the Constitution has authorized the Lok Sabha to make any grant in advance in respect to the estimated expenditure for a part of the financial year, pending the completion of the voting of the demands for grants and the enactment of the Appropriation Bill.

       This provision is known as the Vote on Account. It is passed (or granted) after the general discussion on budget is over.

       It is generally granted for two months for an amount equivalent to one-sixth of the total estimation.

6. Passing of Finance Bill:

       The Finance Bill is introduced to give effect to the financial proposals of the Government of India for the following year.

       It is subjected to all the conditions applicable to a Money Bill. Unlike the Appropriation Bill, the amendments (seeking to reject or reduce a tax) can be moved in the case of a Finance Bill.

       According to the Provisional Collection of Taxes Act of 1931, the Finance Bill must be enacted (i.e.,passed by the Parliament and assented to by the president) within 75 days.

       The Finance Act legalizes the income side of the budget and completes the process of the enactment of the budget.