DERIVATIVES - ECONOMY

News: RBI defers exchange traded currency derivatives norms

 

What's in the news?

       The Reserve Bank of India (RBI) deferred the implementation of its new norms for exchange traded currency derivatives (ETCD) market to May 3 from April 5.

 

Key takeaways:

       This comes after market participants raised concerns over participation in the ETCD market and the run up to the April 5 deadline saw a sharp rise in volatility in the forex market.

       The regulatory framework has been reiterated in the Foreign Exchange Management (Foreign Exchange Derivative Contracts) Regulations, which states that a person may enter into an ETCD contract involving the rupee only for the purpose of hedging a contracted exposure.

 

Derivatives:

       Derivatives are financial instruments whose value is derived from the value of an underlying asset, such as stocks, bonds, commodities, currencies, or market indices.

       They allow investors to speculate on or hedge against future price movements of the underlying asset without owning it outright.

 

Types of Derivatives:

       The two main classes of derivatives are futures and options.

 

Futures:

       Futures are financial contracts that obligate the buyer to purchase, or the seller to sell, an asset at a predetermined future date and price.

 

       Underlying Assets: Futures contracts can be based on various underlying assets, including commodities (e.g., agricultural products, metals), financial instruments (e.g., stocks, bonds), or market indices.

 

       Trading on Exchanges: Unlike forward contracts, futures contracts are traded on organized exchanges. The exchange acts as an intermediary, ensuring the fulfillment of contract obligations.

 

       Payment and Margin: A small upfront payment, known as margin, is made when entering into a futures contract. The buyer and seller are required to settle the contract by paying or delivering the agreed-upon amount at the contract’s expiration.

 

Options:

       Options are financial contracts that provide the holder with the right (but not the obligation) to buy or sell an underlying asset at a predetermined price (strike price) before or at the option’s expiration date.

 

       Call Options: A call option gives the holder the right to buy the underlying asset.

 

       Put Options: A put option gives the holder the right to sell the underlying asset.

 

       Flexibility: Options provide flexibility to the buyer, who can choose whether to exercise the option based on market conditions.

 

       Premium Payment: The buyer of an option pays a premium to the seller for the right conveyed by the option. The seller, in turn, receives the premium but has an obligation to fulfill the contract if the buyer decides to exercise the option.